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About our client

Our client, a well-established asset manager, is looking to hire a Compliance Manager into their expanding London compliance function. The firm focus on investments across private credit and private equity, and are a market leader in the space. With a presence across several European countries, the firm are going through a period of high growth, making it an exciting time to join.

Our client is looking for a Compliance Manager to take on a pivotal role within the team, reporting directly to the CCO. This individual will cover a wide scope, including generalist core compliance, regulatory monitoring and reporting, regulatory filings, providing strategic advice to the deals teams and exhibiting generalist compliance expertise within the space. This is a great opportunity for an individual with asset management/ private equity exposure to take the next step in their career. What the job involves

As compliance manager you will be responsible for overseeing the regulatory and core compliance functions and providing operational support on an ad-hoc basis. You will also be required to:

• Contribute to the delivery of regulatory reporting on a quarterly basis
• Coordinate AML/ KYC due diligence on new investee companies, new investors into the fund and the investment process
• Carry out financial crime oversight
• Provide accurate compliance advice to deals team
• Oversee ESG compliance processes including for the portfolio companies

Who we are looking for

• Compliance experience within the private markets or alternative investment space
• Familiarity with up-to-date SEC regulation
• Knowledge of ComplySci/ similar system
• Exposure to operations, finance, legal teams within investment management would be advantageous
• Highly numerate and excellent attention to detail
• A can-do attitude, with a willingness to collaborate and experience with a high level of autonomy

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